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Tag Archives: self-regulatory organization
Why Regulation SCI Misses Unique Opportunity to Restore Investor Confidence
The Securities and Exchange Commission (SEC) has recently proposed Regulation Systems Compliance and Integrity (Reg SCI), which would apply to certain self-regulatory organizations (including registered clearing agencies), alternative trading systems (ATSs), plan processors, and exempt clearing agencies subject to the … Continue reading →
Posted in Equity Markets, Flash Crash, High Frequency Trading, NASDAQ, Regulatory Updates, SEC, World Exchanges
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