Tag Archives: Sarbanes-Oxley Act

Business White Paper by AppDynamics Analyzes Application Performance in Financial Services: The Impact of Transaction-based Application Performance Management

Managing applications in the world of Financial Services (FS) is different from any other industry. Regulations play a pivotal role in the development and support of banks’ business-critical applications, and these regulations often make application management more difficult. However, because … Continue reading

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Why Regulation SCI Misses Unique Opportunity to Restore Investor Confidence

The Securities and Exchange Commission (SEC) has recently proposed Regulation Systems Compliance and Integrity (Reg SCI), which would apply to certain self-regulatory organizations (including registered clearing agencies), alternative trading systems (ATSs), plan processors, and exempt clearing agencies subject to the … Continue reading

Posted in Equity Markets, Flash Crash, High Frequency Trading, NASDAQ, Regulatory Updates, SEC, World Exchanges | Tagged , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment