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Tag Archives: off-the-record
“Dark pools”, Private “Off-the-record” Buying and Selling of Corporate Stocks, Run Deep in Financial Markets
Richard Scamehorn writes that a Dark Pool has no formally designated name because it doesn’t exist as an entity. It only exists in the back rooms of investment bankers — notably in the largest participants, Credit Suisse Group AG, Barclays … Continue reading →
Posted in CFTC, Dark Pools, FINRA, NASDAQ, NYSE, Regulatory Updates, SEC
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Tagged abusive trading actions, Barclays, corporate stocks, Credit Suisse, Dark Pools, Financial Industry Regulatory Authority, Finra, goldman sachs, Great Recession, John Malitzis, Nasdaq, Newledge, NYSE, off-the-record
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