Tag Archives: misleading statements

Robert Cohen, Presenter in the HFT leaders Forum 2013, conducted an investigation against two executives

Robert Cohen, officer in the SEC’s Division of Enforcement and speaker at High-frequency Trading Leaders Forum 2013 New York City, conducted the investigation against two executives. “The Securities and Exchange Commission charged Charles Schwab Investment Management (CSIM) and Charles Schwab & Co., Inc. (CS&Co.) … Continue reading

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