Tag Archives: financial regulatory system

Everbright Securities Falling by the Maximum Daily Limit when Shares Resume Trading

The Wall Street Journal reports that Everbright Securities fell by the maximum daily limit when its shares resumed trading Monday, triggering a broad-based selloff in brokerages after the authorities imposed unprecedentedly harsh penalties on the midsized broker for a recent … Continue reading

Posted in Breaking News, Equity Markets, Insider Trading, NASDAQ, NYSE | Tagged , , , , , , , , , | 1 Comment

European Union Plans on HFT Regulation with Philippe Guillot, AMF, at High-Frequency Trading Leaders Forum 2013 London

European regulators are now taking a shot at promoting transparency. Last year, the European Commission put forth a proposal for an update to its Markets in Financial Instruments Directive, or MiFID, which was passed in November 2007 to create a more … Continue reading

Posted in Breaking News, Events, High Frequency Trading, London Stock Exchange, Market Making, Regulatory Updates, World Exchanges | Tagged , , , , , , , , , , , , , , , , , , , , , , , , , , | Leave a comment