Tag Archives: Financial Markets Regulation

Dutch HFT firm slapped with Hong Kong fine

Tim Cave from Financial News reported this morning that IMC, the Amsterdam-based high-frequency trading firm, has been fined by Hong Kong’s financial regulator, just a month after it decided to close down its operations in the region. , known as … Continue reading

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Views From the Top: Discussing Changes to the World of Trading

Earlier this week, the Financial News reported that the world of trading is under attack on several fronts, as a slew of new rules from Dodd-Frank in the US and the international Basel III capital rules, to the European market … Continue reading

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Top Traders Lured to Growing Commodities Merchants

Reuters – June 22, 2012 LONDON – The landscape is changing for commodities merchants as global economic strength swings east, encouraging them to diversify into new products and increase scale while they also can skim the best traders off struggling … Continue reading

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Wash Trading by High-Frequency Firms Said to Face U.S. Scrutiny

Bloomberg News – By Joshua Gallu and Silla Brush – June 22, 2012 High-frequency trading firms are drawing scrutiny from U.S. regulators seeking evidence that they may be distorting market prices by conducting transactions with themselves, said two people with … Continue reading

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BlueMountain Said to Help Unwind JPMorgan’s Whale Trades

Bloomberg News – By Mary Childs, Stephanie Ruhle and Shannon D. Harrington – June 21, 2012 A hedge fund run by a former JPMorgan Chase & Co. (JPM) executive who helped create the credit- derivatives market is aiding the lender … Continue reading

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Chinese Traders and Investors Gear up for Second High Frequency Trading Seminar in Shanghai

Edgar Perez, Author, The Speed Traders, Speaker at The Speed Traders Workshop 2012 Shanghai: How Algorithmic and High Frequency Traders Leverage Profitable Strategies to Find Alpha in Equities, Options, Futures and FX, August 1 (June 21, 2012 New York) Mr. … Continue reading

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BlackRock Discloses Doll’s Models Not All His Own

Reuters – By Jessica Toonkel – June 21, 2012 (Reuters) – In January, BlackRock Inc (BLK.N) made a significant, but easy-to-miss change in the fund literature for three of its mutual funds. In previous prospectuses, the New York-based firm said … Continue reading

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CFTC Panel Urges Broad Definition of High-Frequency Trading

Bloomberg News – By Silla Brush – June 21, 2012 U.S. financial regulators should adopt a broad definition of high-frequency trading to prevent “regulatory arbitrage,” according to an advisory committee to the Commodity Futures Trading Commission. “It is important to … Continue reading

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SAC’s Cohen Said to Be Deposed in SEC Trading Probe

Bloomberg News – By Joshua Gallu and Saijel Kishan – June 21, 2012 Steven A. Cohen, the billionaire founder of hedge fund SAC Capital Advisors LP, is facing renewed scrutiny from U.S. regulators over whether he illegally bought and sold … Continue reading

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A Bump At Speed Trading Hearing

The Wall Street Journal – By Scott Patterson, Jacob Bunge, and Jenny Strasberg –        June 20, 2012 Conflict erupted among some of Wall Street’s heaviest hitters over a proposed definition of high-frequency trading, showing rifts that divide big investment firms … Continue reading

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